Series 79 Exam Audio Lessons
Series 79 Exam: The Investment Banking Representative Exam
Series 79 exam is a required exam to become an Investment Banking Representative. It was designed by FINRA in order to test your skills as an entry-level investment banker.
Once you have completed this certification, you will be able to advise people on a variety of things, including debit and equity offerings, tender offers, asset sales, mergers and acquisitions, and other such transactions. Passing this exam will show that you know the rules so that you can abide by them.
Table of Contents
Lesson 1: Test Overview (20:55)
Lesson 2: Data Analysis Skills (25:00)
Lesson 3 :Types of Communication (25:01)
Lesson 4: Financial Analysis pt 1 (26:20)
Lesson 5: Financial Analysis pt 2 (25:22)
Lesson 6: Valuation (26:57)
Lesson 7: Precedent Transactions (25:01)
Lesson 8: Risks (25:00)
Lesson 9: Types of Investors (25:04)
Lesson 10: Financing Transactions (26:12)
Lesson 11: Public Offerings (25:06)
Lesson 12: Issuers and Registration (25:08)
Lesson 13 :Prospectus Disclosures (25:06)
Lesson 14: Reporting (25:04)
Lesson 15: Underwriting (26:12)
Lesson 16: Rules (25:00)
Lesson 17: Research and Offerings (25:00)
Lesson 18: Regulations (25:03)
Lesson 19: Mergers and Acquisitions pt 1 (25:20)
Lesson 20: Mergers and Acquisitions pt 2 (25:01)
Lesson 21: Bankruptcy (27:23)
Lesson 22: Review (26:15)
Total Time 9 Hours 21 Min
Series 79 Exam Prep Audio Lessons
From the FINRA Website:
The Series 79 exam — the Investment Banking Representative Exam — assesses the competency of an entry-level registered representative to perform their job as an investment banking representative.
The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions.
Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 79 exam to obtain the Investment Banking Representative registration.